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TitleDocument NoPromulgatorEmit Date
·Provisions of the China Securities Regulatory Commission on Relevant Issues concerning the Paying of Social Security Funds of the Futures Investors by the Futures Exchanges and the Futures Companies ChineseNo.7 [2010] of the Announcement of the China Securities Regulatory Commissionthe China Securities Regulatory Commission2010-03-15
·Announcement of China Securities Regulatory Commission on Relevant Issues concerning the Monitoring System for the Transaction Settlement Capital of Securities Market ChineseNo.6 [2010] of the Announcement of China Securities Regulatory CommissionChina Securities Regulatory Commission2010-02-23
·Reply of China Securities Regulatory Commission on Agreeing the Trading of Stock Index Futures by the China Financial Futures Exchange ChineseChina Securities Regulatory Commission2010-01-12
·Supplementary Provisions of China Securities Regulatory Commission on Relevant Issues concerning the Payment of Securities Investor Protection Funds by Securities Companies ChineseAnnouncement No.25 [2009] of China Securities Regulatory CommissionChina Securities Regulatory Commission2009-09-09
·Supplementary Provisions of China Securities Regulatory Commission on the Pricing Issue concerning Shares Issuing upon Material Asset Reorganization of the Listed Companies being Bankrupted and Reorganized ChineseNotice of China Securities Regulatory Commission [2008] No.44China Securities Regulatory Commission2008-11-11
·Detailed Implementation Rules for the Target Asset Management Business of Securities Companies (Trial Implementation) ChineseAnnouncement of the China Securities Regulatory Commission [2008] No.25the China Securities Regulatory Commission2008-05-31
·Guidelines of Shanghai Stock Exchange for the Real-Time Monitoring of Irregular Securities Transactions issued by the Shanghai Stock Exchange ChineseShanghai Stock Exchange2008-05-14
·Circular of the Ministry of Finance, China Securities Regulatory Commission on the Relevant Issues Concerning Management of the Assets Evaluation Institutions Engaging in Business Relating to Securities and Futures ChineseCai Qi [2008] No. 81the Ministry of Finance, China Securities Regulatory Commission2008-04-29
·Regulations of the China Securities Regulatory Commission Concerning Several Issues Relevant to the Regulation of the Major Asset Restructuring of Listed Companies ChineseAnnouncement of the China Securities Regulatory Commission [2008] No. 14the China Securities Regulatory Commission2008-04-16
·Regulations on Administration of the Chief Risk Officers of Futures Companies (for Trial Implementation) Issued by the China Securities Regulatory Commission ChineseOrder of the China Securities Regulatory Commission [2008] No. 10the China Securities Regulatory Commission2008-02-03
·Circular of the Shanghai Stock Exchange on the Release and Implementation of the Rules of the Shanghai Stock Exchange on the Listing of Corporate Bonds Chinesethe Shanghai Stock Exchange2007-09-18
·Circular of the China Securities Regulatory Commission on the Release of the Detailed Rules for Non-public Stock Offerings by Listed Companies ChineseZheng Jian Fa Xing Zi [2007] No. 302the China Securities Regulatory Commission2007-09-17
·The Release of the Trial Procedures for the Issuance of Bonds by the China Securities Regulatory ChineseOrder of the China Securities Regulatory Commission [2007] No. 49the China Securities Regulatory Commission2007-08-14
·Circular of the China Securities Regulatory Commission Concerning the Proper Account Standardization Work Relevant to Third Party Storage of the Clearing Transaction Funds of the Customers of Securities Companies ChineseZheng Jian Fa [2007] No. 110the China Securities Regulatory Commission2007-08-07
·Measures for the Administration of Professionals in Futures Business ChineseOrder of the China Securities Regulatory Commission [2007] No.48the China Securities Regulatory Commission2007-07-04
·Tentative Measures for the Administration of Transfer of Shares of Listed Companies by State-owned Shareholders ChineseOrder of the State-owned Assets Supervision and Administration Commission and China Securities Regulatory Commission [2007] No.19the State-owned Assets Supervision and Administration Commission and the China Securities Regulatory Commission2007-06-30
·Tentative Procedures for the Administration of Qualified Domestic Institutional Investors Conducting Foreign Securities Investment ChineseOrder of the China Securities Regulatory Commission [2007] No 46China Securities Regulatory Commission2007-06-18
·Measures for the Administration of Representative Offices of Foreign Stock Exchange ChineseOrder of China Securities Regulatory Commission [2007]No.44China Securities Regulatory Commission2007-05-20
·Circular of the Shanghai Stock Exchange (SSE) on Detailed Rules for Designated Trading Chinesethe Shanghai Stock Exchange2007-05-14
·Circular of the China Securities Regulatory Commission Regarding the Release of the Regulations of the China Securities Depository and Clearing Corporation Limited for Administration of Clearing Participants Chinesethe China Securities Regulatory Commission2007-02-05
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